Precis:
Aristotle is commonly considered the inventor of teleology, although
the precise term originated in the eighteenth century. But if teleology
means the use of ends or goals in natural science, then Aristotle was
rather a critical innovator of teleological explanation. Teleological
notions were widespread among Aristotle’s predecessors, but he rejected
their conception of extrinsic causes such as intelligence or god as the
primary cause for natural things. Instead, he considers nature itself
as an internal principle of change and as an end, and his teleological
explanations focus on what is intrinsically good for natural substances
themselves. Aristotle’s philosophy was later conflated with the
teleological proof for the existence of god, the anthropic cosmological
principle, creationism, intelligent design, vitalism, animism,
anthropocentrism, and opposition to materialism, evolution, and
mechanism. But and examination of both his explicit methodology and the
explanations actually offered in his scientific works (on physics,
cosmology, theology, psychology, biology, and anthropology) shows that
Aristotle’s aporetic approach to teleology drives a middle course
through traditional oppositions between: causation and explanation,
mechanism and materialism, naturalism and anthropocentrism, realism and
instrumentalism.
Introduction:
Teleology is central to Aristotle’s
scientific method. He applies teleological explanations to many
disciplines, including physics, cosmology, meteorology, theology,
biology, zoology, anthropology, political science, and ethics. Although
there has been much discussion of the role of teleology with respect to
each of these specialized domains, there has been no comprehensive
treatment of the issue. But a thoroughgoing investigation can tell us
much about Aristotle’s philosophy, about Greek philosophy in general,
and about our own natural philosophy.
Part I: Teleology as a critical explanatory framework:
Aristotle is commonly considered the
inventor of teleology, although the precise term originated in the
eighteenth century. But if teleology means the use of ends or goals in
natural science, then Aristotle was rather a critical innovator of
teleological explanation. Teleological notions were widespread among
Aristotle’s predecessors, but he rejected their conception of extrinsic
causes such as intelligence or god as the primary cause for natural
things. Instead, he considers nature itself as an internal principle of
change and as an end, and his teleological explanations focus on what
is intrinsically good for natural substances themselves. Aristotle’s
philosophy was later conflated with the teleological proof for the
existence of god, the anthropic cosmological principle, creationism,
intelligent design, vitalism, animism, anthropocentrism, and opposition
to materialism, evolution, and mechanism. But and examination of both
his explicit methodology and the explanations actually offered in his
scientific works (on physics, cosmology, theology, psychology, biology,
and anthropology) shows that Aristotle’s aporetic approach to teleology
drives a middle course through traditional oppositions between:
causation and explanation, mechanism and materialism, naturalism and
anthropocentrism, realism and instrumentalism.
Chapter 1: Historical background to the interpretation of Aristotelian teleology
According to the standard history,
Aristotelian teleology and final causes were discarded in the
scientific revolution in favor of the mechanical philosophy. In fact,
the term teleology was invented in the eighteenth century to designate
the search for evidence of god in purposes, goals, intelligence, and
design manifest in nature. The background natural theology is the
adaptation of Aristotelian philosophy by Greek commentators and
Neoplatonists (to bring it into line with the creation myth of Plato’s
Timaeus), and by Arabic and Latin commentators (to being it into line
with the creationism of Islam and Christianity). But already with the
scholastics, there was a move to consider final causes applicable only
to cases of intentional agency, or as a heuristic for material and
moving causes (later, ‘mechanistic’ causes). Kant attempted to resolve
the impasse between the natural theology and heuristic perspectives in
his third Critique. Kant’s view of teleology has had a profound and
arguably distorting influence on the later interpretation of
Aristotle’s use of ends and goods in natural science. A better starting
point for the examination of Aristotle’s teleology is a treatise by
Aristotle’s associate and successor, Theophratus, who in his
Metaphysics presents a critical view of teleological explanations.
Chapter 2: Preliminary study of Aristotle's causes
Aristotle considers nature, art,
spontaneity, luck, necessity, and intelligence to be causes, and they
fit into the four kinds of cause that he distinguishes throughout works
on natural philosophy. The four kinds of cause, e.g. matter, mover,
form, end, are not themselves causes, but are classes of causes. The
causes can be combined in various ways, and the same thing can be
classified as several kinds of cause. Causes play a crucial role in
scientific demonstration: the middle term in a syllogism of natural
science. But only intrinsic (as opposed to incidental) causes can play
this role, and so it is important to distinguish between things that
happen to be predicated of a cause (such as paleness of a the
sculptor), and things essential to a cause (such as the art of
sculpture). Due attention to these distinctions can show how Aristotle
thinks that various causes can be integrated (such as ends and movers)
in a way that is still explanatory, and how causation does not violate
temporal sequence, requiring “backwards causation”.
Chapter 3: Teleological Notions
The key term of Aristotle’s teleology
is “the cause for the sake of which”. Aristotle discusses in several
key texts (Physics, On the Soul, Metaphysics, Eudemian Ethics) the fact
that this has two different senses: aim and beneficiary. The aim of a
knife is cutting, but the beneficiary is the person who does, or
orders, the cutting. Aristotle uses this distinction to show how
natural things have both aims and are beneficiaries of their functions.
He also shows how non-natural things, such as god, can operate as
causes for the sake of which, but not as beneficiaries. Eternal things
(like the unmoved mover, forms of living things, the universe itself,
nature, and so forth) cannot be beneficiaries, because they cannot
undergo change. Thus, the beneficiaries of Aristotle’s teleology are
the elements, plants, and animals that can both undergo change and have
functional aims. A survey of other terms of Aristotle’s teleology, such
as “nature does nothing in vain”, the terms “complete” or “perfect”, as
well as “end” and “entelechy” further show the specific orientation of
Aristotle’s teleology, as do his use of axiological terms such as
“better” and “fine”.
Chapter 4: Teleological Dialectic
Aristotle articulates his natural
teleology in the context of a dialectical engagement with his
predecessors, identifying each of them with a salient causal factor:
Empedocles (luck or chance), Democritus (necessity or spontaneity),
Anaxagoras (intelligence or mind), and Plato (art and form). Aristotle
tries to co-opt each of these factors into his naturalistic teleology
by an a fortiori argument: to the extent that luck, necessity,
intelligence, or art is a cause, nature must even more so be considered
a cause. For luck is an incidental cause of that which nature is an
intrinsic cause, necessity is a conjoint cause of that which nature is
a leading cause, and art imitates nature.
Part II: Teleological Explanations in Natural Science
Aristotle is commonly considered the
inventor of teleology, although the precise term originated in the
eighteenth century. But if teleology means the use of ends or goals in
natural science, then Aristotle was rather a critical innovator of
teleological explanation. Teleological notions were widespread among
Aristotle’s predecessors, but he rejected their conception of extrinsic
causes such as intelligence or god as the primary cause for natural
things. Instead, he considers nature itself as an internal principle of
change and as an end, and his teleological explanations focus on what
is intrinsically good for natural substances themselves. Aristotle’s
philosophy was later conflated with the teleological proof for the
existence of god, the anthropic cosmological principle, creationism,
intelligent design, vitalism, animism, anthropocentrism, and opposition
to materialism, evolution, and mechanism. But and examination of both
his explicit methodology and the explanations actually offered in his
scientific works (on physics, cosmology, theology, psychology, biology,
and anthropology) shows that Aristotle’s aporetic approach to teleology
drives a middle course through traditional oppositions between:
causation and explanation, mechanism and materialism, naturalism and
anthropocentrism, realism and instrumentalism.
Chapter 5: Teleology and elements
Did Aristotle consider the properties
of the elements to be teleologically explicable? According to some
commentators, he did not, but considered these to operate according to
material, moving, or mechanical causes. According to others, he did,
and this is evidence of his commitment to an “overall” or “global”
teleology. Both of the positions are wrong. Aristotle did consider each
of the elements teleologically explicable, but he considered the
beneficiaries of their properties and motions to be the elements
themselves. This is relatively clear in the case of ether, the element
that composes the heavenly bodies: it has a simple motion in a circle,
which is a manifestation of the intelligence of the extra-terrestrial
bodies. But the other elements are included in a cycle of transmutation
that guarantees their perpetual existence. This is a benefit to them
according to the axiom: it is better to exist than not exist. Thus,
rainfall is a necessary and cyclical process (happening completely
independently of the needs of living things), but it is also somehow
benefits the elements that are transformed in the process, for in so
doing they complete cycles that resemble or imitate the eternal cycles
of the heavenly bodies.
Chapter 6: Teleology and organisms i: general principles
Elements compose organic bodies,
including tissues (homogenous bodies) and organs (heterogeneous
bodies), and in so doing are for the sake of the whole organism of
which they are the transformed parts. But the starting point for the
explanation of living things is the identification of its functions:
nutrition and reproduction for plants, perception and locomotion for
animals, and virtue and intelligence for humans. Since the functions of
plants are fundamental to all other living things, the vegetative
functions are the primary ones in biological explanation. Thus, the
survival and reproduction of each species is the basis for its
explanation, and these are represented as goods for it. But although
goods come first in the order of explanation, they come last in the
order of development of the organism. Thus, intelligence is the last
thing developed by a human, even though everything else has come to be
for the sake of this. The reversal of explanatory and genetic order
does not, however, imply some kind of mysterious “backwards causation”.
Chapter 7: Teleology and organisms ii: specific explanations
Aristotle normally begins a
teleological explanation of a living thing with an identification of
its goods (reproduction, pleasure, intelligence, etc.). The existence
of these goods implies certain requirements or “hypothetical
necessity”. For example, if a fish is to survive and reproduce, it must
be able to acquire food, which requires that it move, and so it must
have fins, which in turn require tissues, and these must be composed of
a certain combination of the elements. Some features of living things
are not necessary for its survival, but only as a concomitant to some
other necessity (for example the production of waste residua is a
product of nutrition, but is not itself for the sake of something), or
because it is better for the creature that way. The case of animal
behavior shows that Aristotle does not indulge in anthropomorphism:
apparently purposeful behavior (such as the weaving of webs by spiders,
and the building of nests by birds) is not caused by deliberation. In
fact, far from assimilating animal to human behavior, Aristotle goes
the other direction and shows how many purposeful human activities
(especially in the arts) happen without deliberation.
Chapter 8: Teleology and humans
Humans are capable of intentionally
pursuing goals that they consciously set for themselves, and thus a
different order of teleology applies to them, one which places them in
the domain of ethics and politics. Every inquiry, art, and science has
a goal, and they can broadly be classified into the
productive-practical on the one hand, and the theoretical, on the
other. Practical knowledge aims at practical goods by grasping causes
for the sake of producing effects, while theoretical knowledge aims at
grasping causes for the sake of knowledge itself, an intrinsic good.
The ultimate good for a human can be identified by a process of
elimination: whatever is the highest good for another kind of organism
cannot be the unique good for this kind of thing, and so the end of
human life cannot be nutrition, reproduction, growth, perception or
pleasure, for these are the proper goods of other kinds of organisms.
This leaves knowledge, in particular theoretical knowledge. It is
argued that Aristotelian teleology cannot be anthropocentric, or else
it would be impossible to identify the unique human good by
elimination, and the activity of the final good for humans
(contemplation and knowledge of causes) would have no real object.
Chapter 9: Teleology and cosmos
Aristotle’s cosmos consists of
natural substances, each with its own proper functions, motions, and
ends. To this extent, his cosmos is teleological. But there is no
overall or cosmic teleology in a stronger sense, above and beyond the
applicability of teleological explanations to each of the natural
things. For the universe (or nature as a whole) does not have a proper
function, or motions, goods or ends. The stars, elements, plants,
animals and humans do, and nature is the principle of motion and the
end for each of these. In the final chapter of Metaphysics XII
(Lambda), Aristotle discusses an aporia about how the good exists in
“the nature of the whole”. He ends not with a positive account, but
with a criticism of his predecessors who have advanced an account of an
extrinsic cause of the cosmos.
Conclusion:
Aristotle’s teleological explanations
are most successful in the domain of living things, and there is good
reason to think that organisms are the objects of his most important
teleological remarks. The attempts to apply teleological explanations
to less complex entities (such as the elements) and more complex
entities (such as cities) have been judged by history a failure. His
explanations of organisms, on the other hand, have been celebrated by
molecular biologists, embryologists and developmental biologists, and
advocates of adaptationism in evolutionary biology. Teleology as a
scientific proposition seems to require a sufficient level of
complexity, but to break down at levels of too much complexity (at the
level of human behavior, or of society, for example) or too little
complexity (at the level of inanimate entities, for example). But
whatever the scientific verdict on Aristotle’s teleology, it is clear
that his conception of intrinsic ends has important implications for
axiology (the theory of value). For he has shown how it is possible to
identify objective goods, independent of human minds, and to avoid the
dilemma between radical egalitarianism on the one hand and arbitrary or
self-serving hierarchy on the other.